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Join James Harrison, the founder and CEO of the cybersecurity company INVISUS, to learn what a good cybersecurity and compliance plan looks like and how you can realistically stay compliant and protect client data without being a cybersecurity expert.
Fast-growing cyber threats put you, your firm and your clients at risk. Even a small data breach can cost you your reputation and result in big financial damages, including substantial remediation costs and steep fines and penalties. With regulators becoming increasingly aggressive with lax cybersecurity practices, it’s vital that every financial advisor has a cybersecurity plan that meets the latest compliance requirements and proactively protects their data and their clients’. In this presentation, Harrison shares the current cybersecurity requirements from the SEC, FINRA and state agencies, what a good cybersecurity plan looks like for sole proprietors and small firms, and what you can reasonably do right now to meet current and new requirements.
The discussion will be moderated by 15-year MDRT member Ted Rusinoff. There will be a live Q&A session after the presentation.